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NOT FOR PUBLICATION WITHOUT

APPROVAL OF THE COMMITTEE ON PUBLICATIONS

 

Anne Pasqua, Ray Tolbert, and Michael Anthony, individually and on behalf of all persons similarly situated,

 

     Plaintiffs

 

         vs.

 

Poritz Council, et al Hon. Gerald J. Council and  Hon. F. Lee Forrester, in their official capacity as Judges of the Superior Court, and on behalf of all Superior Court Judges of the State of New Jersey who have in the past conducted Ability to Pay Hearings or who will in the future conduct Ability to Pay hearings,

 

Hon. Deborah Poritz, in her official capacity as Chief Justice of the Supreme Court of New Jersey,

 

Hon. Richard J. Williams, in his official capacity as Administrative Director of the Courts of the State of New Jersey,,

 

     Defendants

SUPERIOR COURT OF NEW JERSEY

LAW DIVISION‑MERCER COUNTY

DOCKET NO. MER‑L‑406‑03

 

 

Civil Action

 

OPINION

 

 

─────────────────

 

Decided: April 24, 2003

 

David Perry Davis, for the plaintiffs (David Perry Davis,

Esquire, on the brief).

 

Peter C. Harvey, Acting Attorney General of the State of

New Jersey, for the plaintiffs (Diane M. Lamb, Deputy

Attorney General of the State of New Jersey, on the brief).

 

FEINBERG, A.J.S.C.

 

 

 

1

BACKGROUND

In June of 2000, plaintiffs, three child support obligors,

filed an action in the United States District Court for the

District of New Jersey. The complaint named two Superior Court

Judges assigned to the Family Part; the Chief Justice,

individually and in her capacity as Chief Justice of the Supreme

Court of New Jersey; and, Richard Williams, individually and in

his official capacity as Administrative Director of the Courts, as

defendants. In September of 2000 the Attorney General, acting on

behalf of all named defendants, filed a motion to dismiss on the

grounds of judicial immunity. Plaintiffs opposed the motion to

dismiss and filed a cross‑motion seeking a preliminary injunction

and class certification. In October 2000, defendants filed a reply

and asserted the doctrine of abstention pursuant to Younger v.

Harris, 401 U.S. 37 (1971). On November 16, 2000 oral argument was

held before the Honorable Garret E. Brown, U.S.D.J.

In March 2001, Judge Brown granted the application for

abstention. A Notice of Appeal was filed with the United States

Court of Appeals for the Third Circuit in June of 2001. On January

2

17, 2003, the Third Circuit affirmed the abstention ruling,

reasoning that, as a matter of first impression, the child support

enforcement system is "a comprehensive and fluid system designed

to address the ever‑present and ever‑changing realities of child

support orders [and] must be viewed as a whole, rather than as

individual, discrete hearings" and that plaintiffs had not

demonstrated that the State was resistant to adjudicating the

constitutional issue. To the limited extent that the Third Circuit

addressed the merits, the Court held that it was "confident that

any constitutional challenge to state court practice would receive

proper consideration by the New Jersey courts." Anthony v.

Council, 316 F.3d 412 (3d Cir. 2003).

On February 14, 2003, the plaintiffs re‑filed the complaint

along with an order to show cause seeking preliminary restraints.

On February 24, 2003, this court denied emergent relief,

established a briefing schedule and listed the matter for oral

argument on March 28, 2003 at 9:00 a.m. On March 21, 2003,

defendants filed and served a notice of motion to dismiss the

complaint. Based on issues presented during the March 28, 2003

oral argument, the court permitted the parties to submit

supplemental briefs.

It is undisputed that all three named plaintiffs are under a

current order to pay child support and that each of them, at

3

different times, has been incarcerated for the failure to pay

outstanding child support arrearages. Each of them, according to

counsel, were indigent at the time of the enforcement hearings and

were entitled to the appointment of counsel.

ANALYSIS

I.

CHILD SUPPORT ENFORCEMENT PROCESS

Rule 5:7‑5 sets forth the procedural mechanism for the

enforcement of child support obligations and provides:

 

If a person fails to make payments or provide health insurance coverage as directed by an order or judgment, the Probation Division responsible for monitoring and enforcing compliance shall notify such person by mail that such failure may result in the institution of contempt proceedings. Upon accumulation of a support arrearage equal to or in excess of the amount of support payable for 14 days or failure to provide health insurance coverage as ordered, the Probation Division shall file a verified statement setting forth the facts establishing disobedience of the order or judgment. The court in the county in which the person resides ... may then, in its discretion, institute contempt proceedings in accordance with Rule 1:10‑2, and an

aggrieved party or the Probation Division on that party's behalf may apply to the court for relief in accordance with Rule 1:10‑3.[R. 5:7‑5(a).]

 

As noted in the rule, the enforcement and collection

process commences upon the failure of the child support obligor

4

to pay the court ordered support or provide health insurance

coverage. It is the responsibility of the Probation Division

responsible for monitoring and enforcing the obligation, rather

than the office with which the judgment or order is filed, to

provide notice to the child support obligor that the continued

failure to provide the required support may result in the

institution of a proceeding in accordance with R. 1:10‑2 or an

application in accordance with R. 1:10‑3.

While oftentimes, when served with notice by the Probation

Division, a child support obligor will satisfy the full

outstanding arrearages or reach an amicable alternative

resolution, many obligors, despite notice, do not contact the

Probation Division. In those cases, the Probation Division will

initiate the enforcement proceedings outlined in R. 5:7‑5 by

filing a motion to enforce litigant's rights in accordance with

R. 1:10‑3.

In New Jersey, Child Support Hearing Officers (Hearing

Officer) conduct child support enforcement hearings. These

officers undergo extensive training offered through the

Administrative Office of the Courts (AOC). Based on statewide

statistical information obtained for the period from July 2001

through June 2002, one‑half of the matters scheduled before

hearing officers included initial establishment cases,

5

applications for modifications or periodic reviews. The

remaining cases were comprised of enforcement matters initiated

by the Probation Department. As noted in Leonard v. Blackburn,

MER‑L‑3761‑01, slip. op. at 7 (Law Div. Jan. 22, 2002)

approximately 50,000 enforcement hearings are scheduled each

year before hearing officers.

Notices to appear for child support enforcement hearings

are forwarded by the Probation Department by regular and

certified mail. Statewide, the number of obligors who fail to

appear is significant. For example, in the Mercer Vicinage, the

non‑appearance rate is approximately sixty‑five percent. If the

hearing officer is satisfied that notice has been made upon the

defaulting obligor, the hearing officer will recommend the

issuance of a bench warrant.1 Absent proof of service, the

matter will be rescheduled or some other action taken.

Hearing officers assigned to conduct enforcement hearings

may recommend the following: (1) a lump sum payment by the

obligor on the day of the hearing or at some future date

specified in the court order; (2) the entry of an order that if

the obligor misses two payments a bench warrant shall issue; (3)

the incarceration of the defendant until payment is made; or (4)

1 The policy of the AOC is that personal service is required

before the issuance of a bench warrant.

6

that the obligor maintain contact with, and cooperate with the

Probation Department concerning the collection and enforcement

of child support arrears.2

In those cases in which the Probation Department recommends

a specific payment plan, and not incarceration, an obligor may

elect to appeal the decision of the Hearing Officer. Based on

procedures and policies established by the AOC, the obligor is

entitled to an immediate hearing before a Judge in the Superior

Court‑Chancery Division, Family Part. If the hearing officer has

recommended incarceration until a specific payment is made, the

obligor is entitled to an automatic appeal. Based on

statistical information from the Mercer Vicinage, historically,

the number of appeals is less than five percent. More

significantly, recommendations to incarcerate an obligor for the

failure to pay support represent less than one‑percent of the

recommendations. According to the Chief of Child Support

Services in the Mercer Vicinage, the number of recommendations

to incarcerate obligors has dropped dramatically over the past

several years.

2 If approved by the court, normally a judge assigned to the

Superior Court, Chancery Division will sign the appropriate

child support orders or warrants. In some counties only daytime

warrants are issued. In others, the obligor may be arrested at

any time of the day.

7

While a bench warrant will be ordered when an obligor does

not appear for a scheduled child support enforcement hearing, a

warrant may also be issued when an obligor appears at an

enforcement hearing, is given a specific time period to pay

outstanding arrearages, is advised that the failure to comply

will result in the issuance of a warrant and the obligor,

nonetheless, does not pay the required amount due. In these

situations, the Probation Division will issue a warrant upon the

default of the obligor.

Consistent with the decision in Leonard, an obligor who is

arrested for the failure to pay child support must be brought

before the court for an ability to pay hearing within 72 hours

of the arrest. At the ability to pay hearing, the Probation

Division must establish that the obligor violated the court's

child support order. The obligor then has the burden of showing

an inability to pay. If the obligor fails to meet the burden,

the court may find him in willful violation of the order and,

determine the appropriate means by which to ensure compliance

with the order.

For the most part, child support enforcement hearings are

initiated when the Probation Division files a notice of motion

to enforce litigant's rights. Rule 1:10‑3, provides that

"notwithstanding that an act or omission may also constitute

8

contempt of court, a litigant in any action may seek relief by

application in the action." Significantly, absent a finding

that the debtor has assets that have been secreted or otherwise

placed beyond the reach of execution, the rule prohibits the

commitment to enforce a money judgment; however permits the

commitment to compel the payment of child support. In pertinent

part, the rule provides:

If an order entered on such an application

provides for commitment, it shall specify

the terms of release provided, however, that

no order for commitment shall be entered to

enforce a judgment or order exclusively for

the payment of money, except for orders and

judgments based on a claim for equitable

relief including orders and judgments of the

Family Part and except if a judgment

creditor demonstrates to the court that the

judgment debtor has assets that have been

secreted or otherwise placed beyond the

reach of execution. In family actions, the

court may also grant additional remedies

provided by R. 5:3‑7. An application by a

litigant may be tried with a proceeding

under R. 1:10‑2(a) only with the consent of

all parties and subject to the provisions of

R. 1:10‑2(c).

[R. 1:10‑3.]

The comments to the rule recognize that the purpose of the

1994 amendment was to "make clear that enforcement by

incarceration was never intended to create a so‑called debtor's

prison, except as to Family Part orders, general equity orders,

and those instances in which the debtor is defeating the normal

9

discovery, and execution process, it is that process and not

incarceration of the debtor that is to provide the appropriate

collection remedy." R. 1:10‑3, Comment 5.

The significant distinction between proceedings pursuant to

R. 1:10‑3 and proceedings pursuant to R. 1:10‑1 and R. 1:10‑2 is

that, an order of confinement may not be for a specific

duration; instead the confinement must be terminable upon the

party's compliance with the order. Essex County Welfare Bd. v.

Perkins, 133 N.J. Super. 189 (App. Div. 1975), cert. denied, 68

N.J. 161 (1975); Pierce v. Pierce, 122 N.J. Super. 359 (App.

Div. 1973)(reversing an order entered pursuant to R. 1:10‑3

which imposed a thirty‑day jail sentence upon a defendant for

failure to comply with a support order in a matrimonial cause,

the court holding that the term must be related to the

continuance of the noncompliance). Furthermore, a monetary

sanction intended to be entirely punitive rather than coercive

may not be imposed absent proceedings under R. 1:10‑2. See

Ridely v. Dennison, 298 N.J. Super. 373, 381 (App. Div. 1997).

As early as 1949 the courts in New Jersey recognized the

continuous obligation of parents to support their minor

children. Federbush v. Federbush, 5 N.J. Super. 107 (App. Div.

1949). Recognizing the obligation to pay on‑going child support,

the Federbush court acknowledged that only obligors who had the

10

ability to pay the outstanding support, but who had willfully

refused to pay risked incarceration. In Federbush, the court

noted:

The judgment of contempt must have been

founded upon the court's conclusion from the

evidence that in conjunction with

defendant's disobedience of the order he

clearly possessed the financial means, but

not the willingness, to meet the order...

The contempt was civil in nature and

defendant's instant ability to respond to

the order was inherent in the adjudication

of contempt, otherwise the judgment must

amount to imprisonment for debt.

Incarceration in civil contempt is part of

equitable process to enforce judgment, but

it is available only against a resistive

suitor capable of meeting the judgment. His

ability to satisfy the judgment is his means

of freedom.

[Id. at 112.]

In New Jersey, as in all states, a child support obligor

cannot be incarcerated for the failure to pay a child support

obligation until the court determines that the obligor has the

ability to pay on the basis of evidence adduced at a hearing at

which he has had the opportunity to testify. Pierce, supra, 122

N.J. Super. 359; Federbush, supra, 5 N.J. Super. 107; Saltzman

v. Saltzman, 290 N.J. Super. 117 (App. Div. 1996). If the court

determines, based on the evidence adduced at the hearing,

including defendant's testimony, that a defendant has the

ability to pay but is unwilling to do so, incarceration may be

11

ordered as a coercive means to require payment, but not as a

punitive measure.

At issue is not whether the obligor is entitled to an

ability to pay hearing. Rather, the issue before this court is

whether an indigent child support obligor who faces

incarceration is entitled to the appointment of counsel.

II.

THE RIGHT TO COUNSEL

A. SIXTH AMENDMENT ANALYSIS

The Sixth Amendment to the United States Constitution

provides that "in all criminal prosecutions the accused shall

enjoy the right to have the assistance of Counsel for his

defense." U.S. Const. Amend VI. The text of the amendment

guarantees criminal defendants the right to the assistance of

counsel "in all criminal prosecutions." It was not until 1963

that the Supreme Court first applied the Sixth Amendment right

to counsel to the states, through the Fourteenth Amendment.

Overruling its 1942 holding in Betts v. Brady, 316 U.S. 455

(1942)3 the Court in Gideon v. Wainwright, 372 U.S. 335 (1963),

held that the right to counsel for a criminal defendant is

3 In Betts, when confronted with the quandary of whether due

process mandated the appointment of counsel for every indigent

criminal defendant, the Court refused to hold that the due

process clause of the Fourteenth Amendment incorporated the

Sixth Amendment right to counsel. Betts, 316 U.S. 455.

12

"fundamental," and that "any person haled into court, who is too

poor to hire a lawyer, cannot be assured a fair trial unless

counsel is provided for him." Id. at 344. While the Gideon Court

clearly addressed the issue of due process and the Sixth

Amendment, it did not ultimately determine what constituted a

"criminal prosecution" for entailing Sixth Amendment coverage.

In 1972 the court answered that question with its holding

in Argersinger v. Hamlin, 407 U.S. 25 (1972). Charged in

Florida with carrying a concealed weapon, a crime punishable by

up to six months imprisonment, and/or $1,000 fine, plaintiff was

tried, convicted, and sentenced to ninety days in jail. Upon

these facts the Court held that a defendant threatened with

imprisonment, regardless of length of potential sentence, is

entitled to the assistance of counsel and further, that a

defendant is entitled to the appointment of counsel when he

cannot afford his own. Ibid. The Court specifically stated that,

under the Sixth Amendment, "no person may be imprisoned for any

offense, whether classified as petty, misdemeanor or felony,

unless he was represented by counsel at trial." Id. at 37. The

court made clear that the right to counsel in a criminal case is

not dependent on the character of the charge, but rather on the

potential loss of liberty.

13

The Court clarified its position in Scott v. Illinois, 440

U.S. 367 (1979), by holding that the Sixth Amendment's right to

counsel extended only to criminal defendants that were faced

with "actual imprisonment" and that its boundaries did not

include defendants that were threatened with fines or "the mere

threat of imprisonment." In Scott, the Court refused to extend

the Sixth Amendment's right to counsel to include prosecutions

that were criminal, but did not result in any loss of liberty.

Ibid. Importantly,

Scott leaves undisturbed the underlying

premise of Argesinger that, when the state

uses its vast resources to deprive an

accused of his liberty, the due process of

the fourteenth amendment requires that the

accused be represented by counsel in order

to ensure a fair trial. Since Gideon, the

focus in determining the right to appointed

counsel remains on the deprivation of

liberty ‑ an element inextricably linked to

the concept of fundamental fairness.

[Robert S. Catz & Nancy Lee Firak, The Right

to Appointed Counsel in Quasi‑Criminal

Cases: Towards an Effective Assistance of

Counsel Standard, 19 Harv. C.R.‑C.L. L. Rev.

397, 406 (1984).]

One year prior to the Argersinger decision, the New Jersey

Supreme Court in Rodriquez v. Rosenblatt, 58 N.J. 281 (1971),

referring to the Sixth Amendment right to counsel held:

When the very charge and the attendant

circumstances indicate that the indigent

defendant will be in need of the assistance

of assigned counsel, he should of course

14

have it. Indeed, whenever the particular

nature of the charge is such that

imprisonment in fact or other consequence of

magnitude is actually threatened or is a

likelihood on conviction, the indigent

defendant should have counsel assigned to

him unless he chooses to proceed pro se with

his plea of guilty or his defense at trial.

In those rare instances where there is a

plea or trial proceeds without any tender or

assignment of counsel and actual

imprisonment or other consequence of

magnitude looms appropriate to the municipal

judge despite the preindications to the

contrary, the defendant should be given the

option of starting anew with suitable

safeguards including, where necessary, trial

before a substituted municipal judge.

[

Id. at 295.]

B. THE SCALCHI v. SCALCHI DECISION

In Scalchi v. Scalchi, 347 N.J.Super. 493 (App. Div. 2002),

the defendant, Frank Scalchi, appealed an order entered pursuant

to an enforcement hearing resulting from arrears of child and

spousal support. At the hearing before the trial court, defendant

asserted that he was indigent and was entitled to the appointment

of counsel. Ibid. The trial court denied the request. Ibid. On

appeal, the defendant, appearing pro se, raised the identical

issue. Ibid. Affirming the decision of the trial court, the

Appellate Division held that the court is not required to appoint

counsel for an indigent child support obligor at a support

enforcement hearing. Ibid.

15

In a two and one‑half‑page opinion, the Appellate Division

reasoned that the enforcement hearings are "civil" in nature and

not "criminal." Citing Essex County Welfare Bd., supra, 133 N.J.

Super. at 195, the court recognized previous observations made

regarding child support enforcement hearings and possible

incarceration, stating:

There is no doubt that there is a vast

difference between a [criminal] contempt

proceeding...and a [civil] proceeding to

enforce litigants rights ...The latter is

essentially a civil proceeding to coerce the

defendant into compliance with the court's

order for the benefit of the private

litigant. In such proceeding the judge,

before ordering any sanction, must determine

that the defendant has the ability to comply

with the order which he has violated, and

incarceration may be ordered only if made

contingent upon defendant's continuing

failure to comply with the order. Release

must be available immediately upon

defendant's compliance. Defendant may not

be sentenced to a specific jail time.

[

Scalchi, supra, 347 N.J. Super. at 495‑96.]

Relying on the distinction between civil contempt and

criminal contempt, the Appellate Division went on to state that:

In an ideal world with unlimited resources,

it would be preferable and appropriate to

assign an attorney who desired such

representation and could not afford to pay

for it. The Sixth Amendment to the United

States Constitution, however, does not

provide for counsel in a non‑criminal

setting. The current law in New Jersey has

not extended the Rodriquez case to require

that counsel be assigned to an indigent in a

16

support enforcement proceeding. The fact

alone that other states have imposed an

obligation to appoint counsel in certain

civil contempt proceedings for nonsupport is

an insufficient basis for this court to do

so, absent direction from our Supreme Court.

See, e.g., McBride v. McBride, 334 N.C. 124

(1993) (citing cases from Alaska,

Connecticut, Indiana, Iowa, Maryland,

Michigan, Minnesota, Nebraska, Texas and

Washington); Young v. Whitworth, 522 F. Supp.

759 (S.D.Ohio 1981).

[Scalchi, supra, 347 N.J. Super. at 496‑97.]

Rejecting the notion that a child support obligor in a

proceeding to enforce payment is entitled to the appointment of

counsel, the court, nonetheless in a footnote recognized that in

civil proceedings related to Title 9 Abuse and Neglect actions,

N.J.S.A. 9:6‑3 (statutorily permitting the respondent parent or

guardian to apply for an attorney through the Department of

Public Advocate and requiring the court to appoint a law

guardian for the child) and termination of parental rights

actions, N.J.S.A. 30:4C‑11 to 24, "that justice demands nothing

less in light of the magnitude of the consequences involved"

(citing Rodriquez, supra, 58 N.J. at 281 ‑ 95), and therefore

the appointment of counsel is required.

C. ENTITLEMENT TO COUNSEL BASED ON THE FOURTEENTH AMENDMENT

The Sixth Amendment is not the only source of a right to

counsel. The due process clause of the Fourteenth Amendment

17

affords a second constitutional basis for the right to counsel.

Therefore, the right to appointed counsel for an indigent child

support obligor must also be evaluated under the Fourteenth

Amendment due process clause. The Fourteenth Amendment to the

United States Constitution provides that "no person shall be

deprived of life, liberty or property without due process of law

and equal protection of the laws." U.S. Const. Amend. XIV.

As noted heretofore, the defendants filed a motion to

dismiss the complaint for failure to state a claim relying, for

the most part, on three arguments. First, defendants assert that

the precise issue before this court has already been fully

considered and answered and that the Appellate Division firmly

rejected the identical claim of entitlement to the appointment

of counsel. Furthermore, defendants argue that implicit in the

analysis of the State's obligation under the Sixth Amendment,

the court in Scalchi analyzed and considered the issue of the

appointment of counsel based solely on the Fourteenth Amendment.

Second, defendants submit that regardless of whether this

court finds that Scalchi is controlling, plaintiffs have failed

to establish any due process violation under the Fourteenth

Amendment. To support this position, the defendants argue that

every child support obligor is entitled to an ability to pay

hearing in order to ascertain whether a child support obligor is

18

in fact indigent and that if the court answers that question in

the affirmative, then no incarceration can or will be ordered.

This process, according to the defendants, accords with

fundamental fairness and does not violate due process.

Finally, defendants represent that an ability to pay

hearing, unlike other civil proceedings where the courts of this

State have previously found that a right to the appointment of

counsel exists, does not place a child support obligor in the

position of being forced to address sophisticated issues of fact

or law, and thus appointment of counsel is not warranted.

In response, plaintiffs submit that, while the court in

Scalchi correctly held that the Sixth Amendment does not require

the appointment of counsel in a civil contempt proceeding, it did

not evaluate an obligor's entitlement to the appointment of

counsel based on the Fourteenth Amendment. Relying on the

Fourteenth Amendment, plaintiffs argue that an indigent child

support obligor facing incarceration is entitled to the

appointment of counsel.

For the reasons set forth herein, the court rejects the

arguments offered by the defendants and finds that the

Fourteenth Amendment due process clause requires the appointment

of counsel for an indigent child support obligor who faces

incarceration. While the practical implications of such a

19

decision may be cumbersome and burdensome, the constitution

demands no less.

The Deputy Attorney General at the March 28, 2003 oral

argument, noted that the appellate court in Scalchi makes

reference to other jurisdictions that, pursuant to the

Fourteenth Amendment's due process requirements, have recognized

a right to counsel in civil contempt proceedings: McBride v.

McBride, 334 N.C. 124 (1993) decided by the Supreme Court of

North Carolina, and Young v. Whitworth, 522 F. Supp. 759 (D.C.

Ohio 1981). Both of these cases reach the conclusion that the

Fourteenth Amendment requires appointment of counsel to an

indigent defendant who is faced with contempt charges for

nonsupport.4 The Attorney General asserts that reference to

these cases demonstrates that the court considered the

4 In McBride, the defendant was held in civil contempt for

failing to pay child support, and he appealed alleging that his

right to due process was violated because he was not appointed

counsel for his contempt hearing. The Court of Appeals affirmed

and remanded, and on appeal, the Supreme Court of North

Carolina, overruling prior North Carolina precedent, held that

the principles of due process embodied in the Fourteenth

Amendment requires the appointment of counsel to indigents in

civil contempt proceedings for nonsupport. McBride, supra, 334

N.C. at 132. In Young, an indigent father filed an application

for a writ of habeas corpus alleging that his due process rights

were violated when he was incarcerated for contempt of court in

a nonsupport hearing, but was not advised of his right to

appointed counsel in such a case. On respondent's motion to

dismiss, the District Court held that the Fourteenth Amendment

required that when an indigent father is faced with imprisonment

on contempt charges for nonsupport counsel must be provided to

him. Young, supra, 522 F. Supp. at 766.

20

implications of the Fourteenth Amendment in reaching its

decision not to appoint counsel.

The Attorney General's assertion, while plausible, is not

persuasive. The court's citations to McBride and Young were

announced by the introductory signals "See, e.g." and followed